-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WGW7tksIjTzqHbgecIdvAISlcq35jPWRK4aGeokr/psluhvp7pkkvJtVfe7Nx4UB sJlBG7ubgu2HGfqTRlsPYQ== 0000943663-06-000177.txt : 20060424 0000943663-06-000177.hdr.sgml : 20060424 20060424160557 ACCESSION NUMBER: 0000943663-06-000177 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060424 DATE AS OF CHANGE: 20060424 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMERGENCY FILTRATION PRODUCTS INC/ NV CENTRAL INDEX KEY: 0001088213 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 870561647 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80277 FILM NUMBER: 06775264 BUSINESS ADDRESS: STREET 1: 175 CASSIA WAY STREET 2: STE A115 CITY: HENDERSON STATE: NV ZIP: 89014 BUSINESS PHONE: 7025585164 MAIL ADDRESS: STREET 1: 175 CASSIA WAY STREET 2: STE A115 CITY: HENDERSON STATE: NV ZIP: 89014 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AUSTIN JOSIAH T CENTRAL INDEX KEY: 0000932267 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: EL CORANADO RANCH STREET 2: STAR ROUTE BOX 395 CITY: PEARCE STATE: AZ ZIP: 85625 BUSINESS PHONE: 520-624-8229 MAIL ADDRESS: STREET 1: EL CORONADO RANCH STREET 2: 12626 TURKEY CREEK ROAD CITY: PEARCE STATE: AZ ZIP: 85625 SC 13D/A 1 efps13d3.htm EMERGENCY FILTRATION PRODUCTS, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934
(Amendment No. 3)

 

 

 

EMERGENCY FILTRATION PRODUCTS, INC.
____________________________________________________________________________________
(Name of Issuer)
 

Common Stock, $.001 par value
____________________________________________________________________________________
(Title of Class of Securities)
 

290925106
_______________________________________________________
(CUSIP Number)
 

David J. Harris, Esq., 1775 Eye Street, N.W. Washington, D.C. 20006 (202) 261-3385
____________________________________________________________________________________
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
 

April 17, 2006
______________________________________________________
(Date of Event which Requires Filing of this Statement)
 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box . [__]

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

Josiah T. Austin

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [__] (b) X

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

PF, OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)                                       [__]

6

CITIZENSHIP OR PLACE OF ORGANIZATION

United States

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH

7

SOLE VOTING POWER

15,000

8

SHARED VOTING POWER

5,559,363

9

SOLE DISPOSITIVE POWER

15,000

10

SHARED DISPOSITIVE POWER

5,559,363

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

5,574,363

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES
CERTAIN SHARES                                                [__]

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

14.14%

14

TYPE OF REPORTING PERSON

IN

 



1

NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

El Coronado Holdings, L.L.C.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [__] (b) X

3

SEC USE ONLY

4

SOURCE OF FUNDS

WC

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT
TO ITEM 2(d) or 2(e)                               [__]

6

CITIZENSHIP OR PLACE OF ORGANIZATION

Arizona

 

NUMBER OF SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH

7

SOLE VOTING POWER

Not applicable

8

SHARED VOTING POWER

5,559,363

9

SOLE DISPOSITIVE POWER

Not applicable

10

SHARED DISPOSITIVE POWER

5,559,363

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

5,559,363

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES
CERTAIN SHARES                                                  [__]

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

14.13%

14

TYPE OF REPORTING PERSON

HC

 


 

Item 1. Security and Issuer

This Amendment No. 3 to the Statement on Schedule 13D filed on January 18, 2005 is filed with respect to the shares of common stock, $.001 par value ("Common Stock"), of Emergency Filtration Products, Inc. (the "Company").  The address of the Company is 175 Cassia Way, Suite A115, Henderson, Nevada 89014.   This Amendment No. 3 is being filed on behalf of Josiah T. Austin, a United States Citizen, and El Coronado Holdings, L.L.C. ("ECH"), an Arizona limited liability company whose principal place of business is 12626 Turkey Creek Road, Pearce, Arizona 85625 (collectively, the "Reporting Persons") to reflect the following amendments to Item 3 and Item 5.

Item 3. Source and Amount of Funds or Other Consideration

Item 3 is amended to include the following:

                The total consideration (exclusive of brokers' commissions) for all shares of Common Stock subject to this Amendment No. 3 is $2,227,400.67.  The Shares of Common Stock herein reported as being beneficially owned by the Reporting Persons were acquired as follows:

                Austin is the sole Managing Member of ECH.  Acting on behalf of ECH, Austin purchased from March 2, 2005 to December 1, 2005 a total of 350,000 shares of Common Stock in open market transactions for an aggregate consideration (exclusive of brokers' commissions) of $227,400.  On April 17, 2006, acting on behalf of ECH, Austin purchased 1,834,863 shares of Common Stock directly from the Company for consideration (exclusive of brokers' commissions) of $2,000,000.  The primary source of funds for these purchases was existing funds of ECH. 

                All dollar amounts are in United States Dollars.

Item 5. Interest in Securities of the Issuer

 

(a)

Austin is the beneficial owner of 5,574,363 shares of Common Stock (14.17% based on the 39,341,988 shares of Common Stock outstanding as of February 28, 2006, as reported in the Company's Form 10-KSB filed on March 22, 2006), in his personal capacity, as trustee for certain family trusts and as sole Managing Member of ECH.  ECH is the beneficial owner of 5,559,363 shares of Common Stock (14.13% based on the 39,341,988 shares of Common Stock outstanding as of February 28, 2006, as reported in the Company's Form 10-KSB filed on March 22, 2006).

(b)

Austin has the sole power to vote or to direct the vote or to dispose or to direct the disposition of 15,000 shares of the Common Stock.  As the sole Managing Member of ECH, Austin shares with ECH the power to vote or to direct the vote or to dispose or to direct the disposition of 5,559,366 shares of Common Stock.
 

(c)

In the preceding 60 days, on April 17, 2006, ECH purchased 1,834,863 shares of Common Stock at $1.09 per share.  These shares were purchased directly from the Company.

 

(d)

No person other than Austin, has any right to receive, or the power to direct the receipt of dividends from, or proceeds from the sale of, such securities.
 

(e)

Not applicable.
 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

There are no contracts, arrangements, understandings or relationships (legal or otherwise) between ECH, the various trusts cited herein, Austin and any person with respect to any securities of the Company.

Item 7. Materials to Be Filed as Exhibits

No Exhibits.

Signature

After reasonable inquiry and to the best knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: April 24, 2006

/s/ Josiah T. Austin

 

Josiah T. Austin

 

Individually, as the Sole Managing

 

Member of ECH, and as Trustee on Behalf of the

 

Aforementioned Trusts.

 

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